Vantage is committed to protecting the confidentiality and security of our clients’ non-public personal
information. We do not share or disclose any non-public personal information about current or former
clients, except as required or permitted by law. All information will remain confidential.
We do not sell or disclose our clients’ non-public personal information to non-affiliated third party
We collect personal information about our clients from a variety of sources to help us serve their financial
needs, offer products and services and satisfy our legal and regulatory requirements.
We may disclose information we collect as required to conduct our business and as permitted or required by
law with our affiliates or in connection with joint marketing agreements which we may enter into with third
parties. We may share information about our clients with unaffiliated financial institutions such as our
broker-dealer, clearing firm, investment advisors, third party administrators, plan sponsors, mutual funds,
insurance companies or agencies, solicitors and other third parties who assist us in providing account or
related services to our clients. We may share information with non-financial companies that provide services
to us such as customer reporting agencies and consulting firms.
We may share client information with auditors, regulators, non-regulatory licensing/registration entities and
law enforcement organizations, including in response to court orders, subpoenas or inquiries, or as
permitted by law.
Vantage will internally safeguard client non-public information by restricting access to only those employees
who provide products or services to those clients or those who need access to client information to service
their account. In addition, we will maintain physical, electronic and procedural safeguards that meet federal
and/or state standards to guard client non-public personal information
6200 Rockside Road ▪ Cleveland, OH 44131 ▪ 216.642.7878